Do brokers REALLY understand client money and risk transfer? Why fined One Call may not be alone

By 2018-02-16T15:24:00

One call client money warning

Compliance consultants have urged brokers to check their TOBAs, and make sure they are well-versed in the rules on client money, after One Call was slapped with a £684,000 fine and trading restriction expected to cost £4.6m

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